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Arbitration Rules
Arbitration Rules of Shenzhen Arbitration Commission



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Chapter 3
Application and Acceptance


ule 13 Arbitration Application

When applying for arbitration, the Claimant shall submit the following documents:

i.An arbitration agreement;

ii.A Request for Arbitration;

iii.Proof of the parties¥“ identity; and

iv.Other documents the SZAC requires.


Rule 14 Content of Request for Arbitration

A Request for Arbitration shall include:

i.Names, addresses, zip codes, telephone numbers, facsimile numbers of the Claimant and the Respondent; names of the legal representative or the responsible person;

ii.Definite and concrete claims; and

iii.Facts and grounds on which the claims rely.


Rule 15 Acceptance of Claim

1. The SZAC shall decide to accept or to reject the Request for Arbitration submitted by a party within five (5) days upon receipt thereof.

2. The SZAC shall send a Notice of Acceptance attached with the following copies to the Claimant if it considers the Request for Arbitration complying with the requirements for acceptance and decides to accept the case:

i. The SZAC Arbitration Rules; and

ii. The Panel of Arbitrators

3. A Notice of Acceptance shall contain the amount of arbitration fees to be paid in advance and the time limit thereof. Should the Claimant fail to pay within the required time limit, it shall be deemed to have withdrawn the filing for arbitration.

4. Should the SZAC find the Claimant¥“s documents not complying with requirement of these Rules, it may request the Claimant to complete the required documents within a definite time limit. Should the Claimant fail to complete them within the required time limit, it shall be deemed that it has not filed a claim with the SZAC.

5. With respect to the claim not complying with the requirement of acceptance, the SZAC shall notify the Claimant of it and state the reasons.


Rule 16 Notice of Defense

The SZAC shall in due time send a written notice attached with the following documents to the Respondent upon the acceptance of a Request for Arbitration:

i.A Notice of Arbitration;

ii.A copy of Request for Arbitration and the attachments;

iii.The SZAC Arbitration Rules; and

iv.The Panel of Arbitrators.


Rule 17 Time Limit of Filing Defense

The Respondent shall submit a Statement of Defense, the evidence and its identity proof within fifteen (15) days upon receipt of the duplicate of the Request for Arbitration. The SZAC shall send the duplicate of the Statement of Defense and the attached evidence to the Claimant within five (5) days upon receipt thereof.


Rule 18 Content of Defense

1. The Respondent shall have the right to admit or refute the claims.

2. A Statement of Defense shall include:

i. Names, addresses, zip codes, telephone numbers, facsimile numbers of the Respondent, names of the legal representative or the responsible person;

ii. Viewpoint of the defense; and

iii. Facts and grounds on which the defense is based.


Rule 19 Waiver of Defense

Should the Respondent fail to submit a Statement of Defense or should its Statement of Defense not comply with provisions of Rule 18 under these Rules, the arbitral proceedings shall not be affected.


Rule 20 Amendment and Waiver of Right

1. The Claimant shall have the right to amend or withdraw the claims.

2. The amendment to the claims shall be submitted no later than the closing of the first oral hearing. The SZAC or the arbitral tribunal may extend that time limit appropriately if there are justified reasons.

3. Subject to the amended claims and upon the request of the Respondent, the SZAC or the arbitral tribunal may extend the time limit of defense or allow additional time limit thereof appropriately.

4. The Claimant shall pay additional arbitration fees, if any, on the increased amount of dispute as a result of such amendment.

5. Should the Claimant withdraw all its claims, it shall be deemed to have withdrawn its claims for arbitration and the SZAC shall make a ruling.


Rule 21 Counterclaim

1. The Respondent shall have the right to file a counterclaim.

2. The counterclaim shall be filed in writing within the period of defense. The SZAC or the arbitral tribunal, however, may extend that time period appropriately if there are justified reasons.

3. Provisions of Rule 13 to Rule 20 under these Rules shall apply to procedures such as the filing, acceptance, communication and defense of a counterclaim.

4. Should the Claimant withdraw its claims or fail to file an answering statement to a counterclaim, the arbitral proceedings as to the counterclaim shall not be affected.


Rule 22 Preservation of Property

A party may apply for the preservation of property if it may become impossible or difficult for the party to implement the arbitral award due to an act of the other party or other causes. The SZAC shall in due time forward the party¥“s application to the competent People¥“s Court.


Rule 23 Representation

1. Parties that authorize their representatives to take part in arbitration shall forward the SZAC a Power of Attorney.

2. A Power of Attorney shall be signed or affixed by the authorizer with entrusted tasks and delegated authority.


Rule 24 Copies of Submissions

The parties shall submit in quintuplicate the Request for Arbitration, the Statement of Defense, the Statement of Counterclaim and other written documents. Where there are two or more Claimants or two or more Respondents, proper copies shall be added accordingly. Where the arbitral tribunal is composed of a sole arbitrator, the copies shall reduce by two.

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