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Arbitration Rules
Arbitration Rules of Shenzhen Arbitration Commission



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Chapter 4
Arbitral Tribunal


Rule 25 Formation of Arbitral Tribunal

1. The arbitral tribunal shall be composed of one or three arbitrators. The arbitral tribunal composed of three arbitrators shall have a presiding arbitrator.

2. The parties may consult with each other to agree on the formation of an arbitral tribunal within the period of appointing arbitrator(s). Should the parties fail to agree thereon, the arbitral tribunal shall be formed pursuant to these Rules.

3. Where the SZAC makes a decision that it has jurisdiction over a case, the parties shall agree on the formation of the arbitral tribunal and appoint the arbitrators five (5) days upon receipt of the decision.

4. After accepting a case, the SZAC shall appoint a staff member to act as the secretary of the arbitral tribunal and to be in charge of the procedural administration.


Rule 26 Appointment of Arbitrators

1. An arbitrator shall be appointed from the Panel of Arbitrators provided by the SZAC.

2. Where the parties agree that an arbitral tribunal be composed of three arbitrators, each party shall appoint one arbitrator or entrust the Chairman of the SZAC to make such appointment within fifteen (15) days upon receipt of the Notice of Arbitration.

3. Where the parties agree that an arbitral tribunal be composed of a sole arbitrator, they shall jointly appoint or jointly entrust the Chairman of the SZAC to appoint the arbitrator.

4. Where there are two or more persons in a party, they shall jointly appoint or jointly entrust the Chairman of the SZAC to appoint one arbitrator.

5. Should the parties fail to appoint or entrust the Chairman of the SZAC to appoint one arbitrator purauant to the aforesaid stipulations, the Chairman of the SZAC shall make such appointment.


Rule 27 Appointment of Presiding Arbitrator

1. Within fifteen (15) days upon receipt of the Notice of Arbitration by the Respondent, the Presiding arbitrator shall be jointly appointed by the parties or appointed by the Chairman of the SZAC upon the parties¥“ joint authorization.

2. The parties may each recommend one to seven arbitrators as candidates for the presiding arbitrator within the time limit specified in the above paragraph. The Chairman of the SZAC may also select some arbitrators tailored to each case from the Panel of Arbitrators as candidates for the presiding arbitrator to facilitate the parties. The Presiding Arbitrator shall be appointed as follows:

i. Where there is only one common candidate both recommended by the parties, such candidate shall be the Presiding Arbitrator.

ii. Where there are more than two (including two) common candidates both recommended by the parties, the Chairman of the SZAC shall appoint one of them as the Presiding Arbitrator.

iii. Where there is no common candidate recommended by the parties, the Chairman of the SZAC shall appoint the Presiding Arbitrator from among arbitrators other than the recommended candidates.

3. Where the parties fail to jointly appoint or jointly entrust the Chairman of the SZAC to appoint the Presiding Arbitrator, the Chairman of the SZAC shall make such appointment.

4. The appointment of a sole arbitrator shall be the same as that of the Presiding Arbitrator as specified in these Rules.


Rule 28 Notice of Formation of Arbitral Tribunal

The SZAC shall in due time notify the parties of the formation of the arbitral tribunal in writing and send the relevant documents to the arbitrator(s).


Rule 29 Reasons for Challenge

1. An arbitrator shall declare withdrawal from the arbitral tribunal on his/her own initiative if he/she finds himself/herself in one of the following circumstances:

i. He/she is one of the parties to arbitration or a close relative of the parties or of their representatives;

ii. He/she has personal interest in the case;

iii. He/she has other connections to the parties or to their representatives that may affect the impartial arbitration; or

iv. He/she has personally met with the parties or their representatives in private or has accepted their gifts or invitation to entertainment.

2. The parties shall have the right to challenge an arbitrator.

3. A party who intends to challenge an arbitrator shall state the reasons and forward it prior to the first oral hearing. Where a party becomes aware of the reasons for challenge after the first oral hearing or the arbitration is conducted only on documents, the party may forward its challenge before the arbitral award is rendered.


Rule 30 Disclosure

After an arbitrator has accepted the appointment and gets to notice that he/she is in the circumstances besides those specified in paragraph 1 of the preceding provision with the parties or their representatives which likely give rise to justifiable doubt as to the impartiality or independence of arbitration, he/she shall disclose it to the SZAC on his/her own initiative.


Rule 31 Decision on Challenge

The Chairman of the SZAC shall make a decision as to whether an arbitrator shall withdraw from the arbitral tribunal. In the event that the Chairman of the SZAC has been challenged as an arbitrator, the SZAC shall make a decision thereon.


Rule 32 Replacement of Arbitrator

1. In the event that an arbitrator becomes de jure or de facto unable to perform its functions and may affect the arbitral proceedings, both the arbitrator and the parties shall ask for replacement of the arbitrator.

2. The Chairman of the SZAC shall make a decision on the replacement. In the event that the Chairman of the SZAC acts as the arbitrator, the SZAC shall make a decision thereon.


Rule 33 Reª²formation of Arbitral Tribunal

1. The decision on the withdrawal or replacement of an arbitrator shall be forwarded the parties in writing. In the event that the said arbitrator is appointed by the parties,they shall reª²appoint another arbitrator within five (5) days upon receipt of the notice.

2. The provisions of Rule 26 and Rule 27 under these Rules shall be applicable to the reª²appointment of an arbitrator.

3. The SZAC shall notify the parties of the reª²formation of an arbitral tribunal in writing.

4. After an arbitral tribunal has been reª²formed, the parties may request that the previous arbitral proceedings be repeated and the arbitral tribunal shall make the decision. The arbitral tribunal may also on its own initiative decide whether the previous arbitral proceedings shall be repeated or not.

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