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Arbitration Rules
Arbitration Rules of Shenzhen Arbitration Commission



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Chapter 6
Hearing


Rule 43 Conduct of Hearing

1. Arbitration shall be conducted by holding oral hearings.

2. Arbitration may be conducted on the basis of documents only with the agreement of the parties.


Rule 44 Confidentiality

1. Arbitration shall be conducted in camera. The arbitrators, the secretary, the parties and their representatives and other participants shall not disclose to any outsiders any substantive or procedural matters to the dispute.

2. Unless the dispute concerns state secret, arbitration may be conducted by holding an open hearing if the parties to the dispute so agree.


Rule 45 Date and Place of Hearing

1. The arbitral tribunal shall decide the date of an oral hearing and shall notify the parties of the date and place of an oral hearing seven (7) days prior to it. The parties may agree on applying to the arbitral tribunal for an advance oral hearing. The parties may apply for a postponement of the oral hearing when having justified reasons. However, such application shall be submitted in writing three (3) days prior to the oral hearing. The arbitral tribunal shall decide whether or not to postpone the oral hearing.

2. The notification of an oral hearing date subsequent to the first hearing shall not be subject to the aforesaid stipulation.

3. An oral hearing shall be held at the place where the SZAC is located. Should the parties agree otherwise and with the consent of the arbitral tribunal, the parties¥“ agreement shall prevail. The parties, however, shall bear the relevant costs.


Rule 46 Consolidated Arbitration

In the event that two or more cases with the same kind of or related subject matters and the members of arbitral tribunal of the cases are the same, the cases may be consolidated.


Rule 47 Default of Appearance

1. If the Claimant fails to appear at an oral hearing without any justified reasons after having been notified in writing, or withdraws from an onª²going oral hearing without the permission of the arbitral tribunal, the Claimant shall be deemed to have withdrawn its Request for Arbitration.

2. If the Respondent fails to appear at an oral hearing without any justified reasons after having been notified in writing, or withdraws from an onª²going oral hearing without the permission of the arbitral tribunal, the arbitral tribunal may proceed with the hearing and make an award on the evidence before it. The Respondent shall bear the unfavorable consequences that might arise from it.

3. Provisions of this Rule shall be applicable to a counterclaim.


Rule 48 Participants

1. Participants in arbitral proceedings shall include members of an arbitral tribunal, the secretary, the parties and their representatives, the translator, the appraiser and inspector, etc.

2. In the event that people other than those stipulated above intend to sit in on an oral hearing, it shall be admitted by the parties and approved by the arbitral tribunal.


Rule 49 Preparations for Oral Hearing

Before an oral hearing commences, the arbitral tribunal shall verify the attendance of the parties, their representatives and other participants. In the event that the parties challenge the identity of any participant, the challenged shall produce the identity document of the challenged person.


Rule 50 Notices Prior to Commencement of Oral Hearing

1. The arbitral tribunal shall notify the parties of their rights and obligations and the discipline that shall be followed at an oral hearing before commencing the hearing.

2. The arbitral tribunal shall notify the parties of the formation of an arbitral tribunal and shall ask the parties whether or not they have challenge thereto. In the event that the parties request the withdrawal of an arbitrator, the reasons for the challenge shall be recorded and the oral hearing shall be suspended.


Rule 51 The Inquiry

The inquiry of an oral hearing shall be held as follows:

i. The Claimant raises its claim and states the facts and grounds;

ii. The Respondent presents its statement of defense and states the facts and grounds;

iii. The Respondent raises its counterclaim and states the facts and grounds, if any;

iv. The Claimant presents its statement of defense to the counterclaim and states the facts and grounds;

v. The parties produce the evidence that both the arbitral tribunal and the parties shall examine;

vi. The witness gives its testimony or the verbal testimony of the absent witness is read out;

vii. The appraiser¥“s report is produced and read out. The arbitral tribunal and the parties question the appraiser.


Rule 52 The Debate

After inquiry the Claimant and the Respondent shall enter into debate in which they detail their contentions and argue each other.


Rule 53 Closing Addresses

After debate the Claimant and the Respondent shall give their closing addresses respectively.


Rule 54 Requirement for Statements

1. The inquiry, the debate and closing addresses shall focus on actual points of contention. The arbitral tribunal has the power to stop the parties from making statements or giving opinions on matters that are unrelated to the dispute in the course of an oral hearing.

2. The arbitral tribunal shall stop the parties from making insulting statements to other participants in the course of an oral hearing.


Rule 55 Record of Oral Hearing

1. The arbitral tribunal shall make an audio recording and take minutes of the main points of the oral hearing.

2. The parties and other participants may read the minutes at the hearing or three (3) days thereafter. In the event that they find out omissions or errors in the minutes of their own statements, they are entitled to applying to the arbitral tribunal for rectification. If the arbitral tribunal refuses to make the rectification, they shall request to have their opinions noted and kept in file.

3. All participants who have attended an oral hearing shall sign the minutes.

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